Compliance isn't optional, and it isn't static. The SEC and state regulators expect ongoing evidence that your firm is doing what it says it's doing — Form ADV and Form CRS stay current, your policies actually match your practice, and you can produce a real paper trail the moment an exam letter shows up. Most independent advisors didn't leave a wirehouse to become part-time compliance officers, but that's effectively what happens without a real system in place.
The independent path amplifies the problem instead of solving it. At a wirehouse, compliance was invisible — someone else's department, someone else's job. Go independent, and it becomes yours by default, whether you have the time, expertise, or interest to own it or not. Generic template services don't fix this; they hand you documents and leave the execution, the tracking, and the exam-day pressure entirely on you. And the cost of getting it wrong isn't paperwork — it's fines, enforcement action, and in the worst cases, your ability to keep operating as an RIA at all.
RevCom is compliance built around how your firm actually operates, not a one-size-fits-all checklist. Every firm gets Form ADV updates and Form CRS filings handled — that's non-negotiable, baseline infrastructure. From there, you choose the level of ownership that fits your firm: fully outsourced, where we function as your compliance department end to end; managed, where we handle what's legally required and guide you on the rest; or essentials, where you execute with our roadmap, tracking, and expert access on call.
This isn't generic guidance — it's structured around what regulators actually expect, with real tracking (not a PDF you forget about), named access to compliance expertise, and exam support that's there when you need it most. Whichever tier fits your firm today, you're not building a compliance function from scratch or hoping a template covers you. You're getting infrastructure that scales with your firm, the same way the rest of the Revisor platform does.
We are your outsourced compliance department.
For firms that want compliance fully off their plate. We execute required and best-practice activities, draft and maintain your policies and procedures, track everything in a full CRM, and show up with priority response if a regulator comes calling. You get a named compliance lead — a real extension of your team, not a ticket queue.
We handle what's required; you stay lean on the rest.
The right fit for firms that want core compliance obligations fully executed, with guidance — not just documents — for everything else. Direct email and phone access to your compliance contact, a tracked calendar, and an annual review of your program keep you audit-ready without a full outsourced build-out.
Filings handled, the roadmap provided, expert help on call.
For firms with the bandwidth to execute their own compliance activities but who want the roadmap, the calendar, and expert access when questions come up. Required filings are still handled by us — everything else runs on a clear annual checklist, self-service templates, and a resource library, with help there when you need it.
Chad Roope, CFA - CIO, Lineweaver Wealth Advisors (1 Billion+ AUM)
Free consultation
30 minutes, no pitch, just answers.
